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Showing 131 to 140 of 14204 search results for new UK Benchmarks Register.

  1. Senior Managers and Certification Regime

    Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
    The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.

  2. 2016 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. 

  3. Coinbits

    Warnings Published: 15/04/2020 Last modified: 15/04/2020
    Coinbits is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  4. FTX

    Warnings Published: 16/09/2022 Last modified: 21/09/2022
    FTX is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  5. Consultation on proposed policy with respect to the designation of benchmarks under new Article 23A [pdf]

    Policy statements Published: 18/11/2020 Last modified: 18/11/2020
    With this document we aim to consult on our proposed policy approach. This paper outlines the factors we propose to take into consideration when deciding whether we should designate a critical benchmark, such as a currency-tenor (‘setting’) of

  6. Requests for letters of goodstanding

    Last modified: 14/10/2020
    Current Start. Your details. Complete. Reason for request. Due diligence for new application. ... Individual. Firm name. Firm reference number (FRN). FS Register. You can check theFRN on the FS Register..

  7. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/07/2023
    There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

  8. FCA finds firms still failing to fully manage benchmark risks

    Press Releases Published: 29/07/2015 Last modified: 29/07/2015
    The IOSCO definition of benchmarks (see ‘Benchmark’ in Annex A, p35 for definition). ... Following benchmark cases on LIBOR, Forex and Gold, the UK government passed legislation to regulate benchmark activities in UK.

  9. Financial Advice Market Review (FAMR)

    Tasks for regulated firms Published: 21/12/2015 Last modified: 15/02/2023
    The Financial Advice Market Review (FAMR) was launched in August 2015. Read more about the work we have undertaken.

  10. FCA fines Barclays £284,432,000 for forex failings

    Press Releases Published: 19/05/2015 Last modified: 17/11/2021
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London.