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Showing 71 to 80 of 15160 search results for need to register with us.

  1. REP025 data item: FAQs

    Tasks for firms Published: 26/10/2023 Last modified: 17/04/2024
    Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs).

  2. Regulated covered bonds

    Firms Regulated markets Published: 13/05/2016 Last modified: 08/02/2023
    Covered bonds are a type of secured bond usually backed by mortgages or public sector loans. Read about the UK regulated covered bonds regime.

  3. Apply to become a consumer investments firm

    Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.

  4. Balance of interests

    Speeches Published: 26/06/2013 Last modified: 18/01/2017
    Speech by Martin Wheatley, Chief Executive, the FCA, at the International Derivatives Expo, London. This is the text of the speech as drafted, which may differ from the delivered version.

  5. Apply to be a registered AIFM

    Focus areas Published: 06/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.

  6. RegData help and FAQs

    Registers and systems Published: 04/05/2016 Last modified: 13/02/2023
    You can find help and/or FAQs on all the Gabriel data items below and via the links to the right.

  7. The golden rules of investing

    InvestSmart Last modified: 02/08/2022
    Whether you’re taking your first steps or are already an experienced investor, following these golden rules could really help you to InvestSmart.

  8. Small electronic money institution (small EMI)

    Last modified: 23/08/2019
    Answer the following questions to understand more about what you need to do to meet new PSD2 requirements:. ... No. 1. You do not need to apply to re-register. If you do not apply for re-registration before 13 April 2017 this will automatically mean that

  9. Cancel or dissolve your society

    Mutual societies Published: 11/05/2015 Last modified: 24/02/2023
    How to cancel or dissolve a society.

  10. Trade repositories

    Focus areas Published: 07/01/2019 Last modified: 12/01/2024
    We are the UK regulator of trade repositories (TRs).