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Showing 141 to 150 of 505 search results for need to register for Connect.

  1. Investment managers

    Firm authorisation Published: 05/07/2023 Last modified: 19/12/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

  2. Data strategy 2020

    Data Published: 07/01/2020 Last modified: 23/06/2022
    The data strategy sets out the FCA's vision for 2024 and how it will make better use of its data and analytics to transform how it regulates and delivers its Mission.

  3. Internal transfer of a Controlled Function: Connect

    Registers and systems Published: 04/05/2016 Last modified: 09/02/2023
    Read more about how to apply for approval for the internal transfer of Controlled Functions.

  4. UK EMIR

    Markets Markets policy Published: 23/05/2016 Last modified: 10/01/2023
    The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm.

  5. Full-scope UK AIFM applications

    Markets Published: 08/06/2016 Last modified: 08/02/2023
    The FCA explains how to submit an application for full-scope UK AIFMs and what happens once you've applied.

  6. Alpha Connect Capital GmbH (clone of FCA authorised firm)

    Warnings Published: 09/05/2012 Last modified: 19/08/2014
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  7. UK Securities Financing Transactions Regulation (UK SFTR)

    Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
    The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.

  8. Society secretaries

    Mutual societies Published: 25/03/2024 Last modified: 25/03/2024
    Information for society secretaries, and steps you can take.

  9. Mini-bonds

    Consumers Know your rights Published: 17/05/2019 Last modified: 06/06/2022
    Find out about mini-bonds and why retail investors should exercise caution when buying them.

  10. Consumers

    Consumers Last modified: 31/10/2023
    Consumers can find out about their rights with banking, insurance, mortgages and financial advice, and how to complain or avoid scams.
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