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Showing 71 to 80 of 14838 search results for must register with us.

  1. National private placement regime (NPPR)

    Investment managers Published: 26/05/2016 Last modified: 10/02/2023
    Find out more about the NPPR, including the different regulations, how to market under NPPR and reporting obligations.
  2. How to complain

    Consumers Complaints Published: 17/04/2016 Last modified: 20/03/2024
    If you're unhappy with a financial product or service, find out how to complain and when you should get in touch with the Financial Ombudsman Service.
  3. Greenfield Network Investment (www.greenfieldnetworkinvest.com)

    Warnings Published: 03/05/2024 Last modified: 03/05/2024
    Greenfield Network Investment (www.greenfieldnetworkinvest.com) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  4. andrewgrindleyfs.co.uk (Clone of FCA Authorised Firm)

    Warnings Published: 07/05/2024 Last modified: 07/05/2024
    andrewgrindleyfs.co.uk (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and
  5. Crypto investment scams

    Consumers Scams Published: 27/06/2018 Last modified: 09/10/2023
    Find out how crypto investment scams work, how to avoid them and what to do if you’re scammed.
  6. Securitisation

    Markets Markets policy Published: 30/07/2018 Last modified: 20/11/2023
    Securitisation legislation aims to make the securitisation market work more effectively. Regulation outlines the general requirements for all securitisations, as well as the criteria and process for designating certain securitisations as simple,
  7. Capital Growth Investment (www.capitalgrowthinvest-ment.com)

    Warnings Published: 03/05/2024 Last modified: 03/05/2024
    Capital Growth Investment (www.capitalgrowthinvest-ment.com) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  8. Society secretaries

    Mutual societies Published: 25/03/2024 Last modified: 25/03/2024
    Information for society secretaries, and steps you can take.
  9. Keeping your firm's details up to date

    Tasks for firms Published: 03/05/2015 Last modified: 01/05/2024
    Learn how to keep your firm’s details up to date, and about the Firm Details Attestation and Directory Persons' Attestation.
  10. Fees and levies

    Tasks for firms Published: 08/05/2015 Last modified: 13/07/2023
    Find out about the fees the FCA charge and what they cover, and the levies they collect for organisations that are part of the regulatory system.