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Showing 122 to 131 of 4331 search results for mortgages sector.

  1. Final notice 2016: Amir Khan [pdf]

    Final notices Published: 26/08/2016 Last modified: 26/08/2016
    This final notice refers to breaches of APER 1 and APER 6 related to mortgage fraud in the mortgages sector. We imposed a prohibition and public censure.
  2. FCA Final Notice 2013: Derek Jones [pdf]

    Final notices Published: 29/04/2013 Last modified: 19/05/2015
    This final notice refers to breaches of APER 6 related to lack of fitness /propriety in the mortgage and consumer credit sector. We imposed a prohibition.
  3. Final Notice 2019: Taylor Howarth Associates [pdf]

    Final notices Published: 29/10/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Mortgages sector and General Insurance and Protection sector. We imposed a cancellation
  4. The regulatory challenge

    Speeches Published: 23/02/2015 Last modified: 24/02/2015
    And that hit has been felt at all levels – from retail consumers, to institutional, to market participants, to the public and political perception of the sector. ... As compliance professionals you know just how tough that is. But we have a common
  5. A to Z of financial terms - Mortgages sector

    Consumers Published: 20/03/2023 Last modified: 20/03/2023
    A to Z of financial services to help you understand financial and legal terms.
  6. Commentary on Mortgage lending statistics Q3 2023

    Data Published: 12/12/2023 Last modified: 12/12/2023
    Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. This commentary covers the MLAR statistics for 2023 Q2.
  7. Balance of interests

    Speeches Published: 26/06/2013 Last modified: 18/01/2017
    Speech by Martin Wheatley, Chief Executive, the FCA, at the International Derivatives Expo, London. This is the text of the speech as drafted, which may differ from the delivered version.
  8. Final Notice 2022: Pembrokeshire Mortgage Centre Limited (trading as County Financial Consultants) (in liquidation) [pdf]

    Final notices Published: 02/12/2022
    This Final Notice (Pembrokeshire Mortgage Centre Limited (trading as County Financial Consultants)) refers to breaches of Principles 3, 7 and 9 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We
  9. Final Notice 2020: Blue Water Financial Limited [pdf]

    Final notices Published: 16/10/2020 Last modified: 16/10/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector, General Insurance Protection sector and Mortgages sector. We
  10. Competing on integrity

    Speeches Published: 14/11/2013 Last modified: 30/09/2016
    Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version.