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Occasional Paper 64: OTC market frictions in stressed markets
Our research explores the impact of over-the-counter (OTC) market frictions on liquidity in the UK gilt market. -
Commodity derivatives: position limits, reporting regime and commitment of trader reports
This regime for commodity derivatives aims to prevent market abuse. Read more about position limits, when to notify the FCA and submitting reports. -
Trade transparency and market liquidity data 2021/22
The FCA's summarises its findings on its interventions on trade transparency in 2021/22. -
A forward look at regulation of the UK’s wholesale financial markets
Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the ISLA's Post Trade Conference on 16 March. -
FCA publishes position limits for commodity derivative contracts
The Financial Conduct Authority (FCA) has today published position limits on certain commodity derivative contracts which are traded on UK trading venues. -
PS23/11: Guidance on the trading venue perimeter
Consultation on new guidance on the regulatory perimeter for trading venues -
CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I
HM Treasury (The Treasury) consulted on most of the changes to UK legislation required to implement MiFID II in March 2015. ... At the same time, we began our own consultation process and published a discussion paper, DP15/3, about issues where we have -
Payment for order flow multi-firm review findings
This final report on our recent supervisory work on conflicts of interest and payment for order flow (PFOF) follows the preliminary findings published in Market Watch 56 in September 2018. -
IFPR implementation observations: quantifying threshold requirements and managing financial resources – concluding report
Further observations on how firms are implementing requirements on the Internal Capital Adequacy and Risk Assessment process and reporting under the Investment Firms Prudential Regime. -
A Better View
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017