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Showing 92 to 101 of 102 search results for measuring and assessing culture.
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Culture and Governance
Read about the FCA's work on culture and governance, including details of how to get involved. -
FCA confirms accountability rules for wholesale traders and interim rules on regulatory references
We are determined to embed a culture of personal responsibility within the banking sector. ... These staff will not be pre-approved by regulators and firms’ preparations will need to include putting in place procedures for assessing for themselves the -
FSA publishes guidance to help firms avoid poorly managed incentive schemes that drive mis-selling
The Financial Services Authority (FSA) has published final guidance that will help financial firms avoid creating and operating incentives schemes that drive mis-selling. -
FCA publishes rules on how it will apply the new accountability regime to UK branches of overseas banks and Solvency II firms
Martin Wheatley, Financial Conduct Authority chief executive, commented:. "Today’s rules are the latest changes aimed at embedding personal accountability in the culture of financial services and are a crucial step ... In June 2013, the Parliamentary -
Trust and confidence - ensuring firms’ ethics are built around their customers
Speech by Clive Adamson, Director of Supervision, at the Insurance Institute of London, London. This is the text of the speech as drafted, which may differ from the delivered version. -
The FCA publishes findings of review into interest-only mortgages and reaches agreement with lenders to contact interest-only borrowers
The Financial Conduct Authority (FCA) has published its research into consumers’ ability to repay their interest-only mortgages when they mature. -
Review of TCFD-aligned disclosures by premium listed commercial companies
Following the introduction of a climate-related disclosure rule as a first step to improving the quality and quantity of disclosures across the corporate sector, we outline our preliminary observations and reiterate our expectations. -
How innovation and regulation in financial services can drive the UK's economic growth
Speech by Sheldon Mills, Executive Director, Consumers and Competition delivered at the CityUK Annual Conference 2023. -
Statement on the Financial Conduct Authority’s review of Royal Bank of Scotland’s treatment of customers referred to its Global Restructuring Group
This statement provides an update on the Financial Conduct Authority’s (FCA) review of Royal Bank of Scotland’s (RBS) treatment of small and medium enterprise (SME) customers in financial difficulty. -
What firms and customers can expect from the consumer duty and other regulatory reforms
Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at City and Financial Global. -
Implementing MiFID II – multi-firm review of research unbundling reforms
Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately. These are the findings of our review on how