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Showing 43 to 52 of 229 search results for market watch 69.

43. Market watch newsletters

    Our Market Watch newsletter looks at market abuse risks, transaction reporting, suspicious transaction and order reporting, and other market conduct issues. It can help regulated firms and other non-regulated market users understand more about these areas and relevant practices to consider.

44. Financial Services Register

    To look up details of firms, use The Financial Services Register. The register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA).

45. Market Watch 53 [pdf]

    Newsletters Published: 18/09/2017
    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

46. Market Watch 47 [pdf]

    Newsletters Published: 30/03/2015 Last modified: 30/03/2015
    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

47. Market Watch 46 [pdf]

    Newsletters Published: 08/07/2014 Last modified: 08/07/2014
    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

48. Market Watch 41 [pdf]

    Newsletters Published: 24/10/2012 Last modified: 05/08/2016

49. Market Watch 40 [pdf]

    Newsletters Published: 24/10/2012 Last modified: 05/08/2016

50. Market Watch 44 [pdf]

    Newsletters Published: 02/08/2013 Last modified: 02/08/2013
    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

51. Market Watch 45 [pdf]

    Newsletters Published: 12/02/2014 Last modified: 12/02/2014
    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

52. Market Watch 60 [pdf]

    Newsletters Published: 01/08/2019
    In this newsletter, the FCA shares its concerns and findings about control of access to inside information. This follows the conviction of Fabiana Abdel-Malek, a former Compliance officer in the London branch of a major investment bank. It also

53. Market Watch 38 [pdf]

    Newsletters Published: 24/10/2012 Last modified: 05/08/2016

54. Markets

    Markets Last modified: 24/05/2023
    FCA Markets landing page.