Search results

Showing 33 to 42 of 229 search results for market watch 69.

33. Market watch newsletters

    Our Market Watch newsletter looks at market abuse risks, transaction reporting, suspicious transaction and order reporting, and other market conduct issues. It can help regulated firms and other non-regulated market users understand more about these areas and relevant practices to consider.

34. Financial Services Register

    To look up details of firms, use The Financial Services Register. The register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA).

35. Market Watch issue 63: market conduct and discipline in context of coronavirus [pdf]

    Newsletters Published: 27/05/2020
    This edition of Market Watch provides important information to market conduct and discipline in context of coronavirus.

36. Market Watch 54 [pdf]

    Newsletters Published: 08/11/2017
    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

37. Market Watch issue 64: market conduct and Brexit and MiFID II transaction reporting issues [pdf]

    Newsletters Published: 27/08/2020 Last modified: 27/08/2020
    This edition of Market Watch provides important information to help MiFID II firms prepare for the end of the transition period.

38. Market Watch 59 [pdf]

    Newsletters Published: 17/04/2019
    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

39. Market Watch 58 [pdf]

    Newsletters Published: 17/12/2018
    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

40. Market Watch issue 61 [pdf]

    Newsletters Published: 07/10/2019
    This edition of Market Watch provides important information to help firms prepare for a possible no deal Brexit on 31 October.

41. Market Watch 57 [pdf]

    Newsletters Published: 02/11/2018
    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

42. Market Watch 62 [pdf]

    Newsletters Published: 30/10/2019
    In this Market Watch, we share our concerns about personal account dealing (PAD) - where employees of an authorised firm trade for themselves rather than for clients.

43. Market Watch 56 [pdf]

    Newsletters Published: 24/09/2018
    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

44. Market Watch 50 [pdf]

    Newsletters Published: 27/04/2016 Last modified: 27/04/2016
    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.