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Showing 1 to 12 of 229 search results for market watch 69.

1. Market watch newsletters

   Our Market Watch newsletter looks at market abuse risks, transaction reporting, suspicious transaction and order reporting, and other market conduct issues. It can help regulated firms and other non-regulated market users understand more about these areas and relevant practices to consider.

2. Financial Services Register

   To look up details of firms, use The Financial Services Register. The register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA).

3. Market Watch 69

   Newsletters Published: 17/05/2022 Last modified: 17/05/2022
   In this Market Watch, we discuss firms’ arrangements for market abuse surveillance, drawing on our observations from engaging with small and medium-sized firms.

4. Market Watch 76

   Newsletters Published: 30/01/2024 Last modified: 31/01/2024
   Newsletter on market conduct and transaction reporting issues, October 2023.

5. Market Watch 75

   Newsletters Published: 31/10/2023 Last modified: 31/10/2023
   Newsletter on market conduct and transaction reporting issues, October 2023.

6. Market Watch 77

   Newsletters Published: 14/02/2024 Last modified: 14/02/2024
   Newsletter on market conduct and transaction reporting issues, February 2024.

7. Market Watch 73

   Newsletters Published: 26/04/2023 Last modified: 26/04/2023
   In this edition we share our observations and findings from our recent market abuse peer review into firms that offer Contracts for Difference products and spread bets.

8. Market Watch 71

   Newsletters Published: 13/12/2022 Last modified: 13/12/2022
   In this edition we share our observations about changes in advisory firms’ insider lists since the publication of Market Watch 60.

9. Market Watch 78

   Newsletters Published: 09/04/2024 Last modified: 09/04/2024
   Newsletter on market conduct and transaction reporting issues, March 2024.

10. Market Watch 66

    Newsletters Published: 11/01/2021 Last modified: 22/01/2021
    In this Market Watch, we set out our expectations for firms on recording telephone conversations and electronic communications when alternative working arrangements are in place, including increased homeworking.

11. Market Watch 79

    Newsletters Published: 09/05/2024 Last modified: 09/05/2024
    Newsletter on market abuse surveillance and data governance, surveillance failures and the FCA's model testing peer review, May 2024.

12. Market Watch 67

    Newsletters Published: 28/05/2021 Last modified: 28/05/2021
    Newsletter on market conduct and transaction reporting issues.