Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 101 to 110 of 216 search results for its Internal Audit Report.

  1. Primary Market Bulletin 36

    Newsletters Published: 15/11/2021 Last modified: 23/11/2021
    In this special edition we introduce specific Task Force on Climate-related Financial Disclosures (TCFD) aligned climate-related disclosure requirements for listed companies.

  2. UK EMIR news

    Markets policy Published: 23/05/2016 Last modified: 02/05/2024
    Read our archive of news relating to EMIR dating back to August 2013.

  3. Information on Whistleblowing - November 2022

    Firms Firm and market data Published: 28/11/2022 Last modified: 09/01/2024
    FCA provides information on Whistleblowing.

  4. Speech: Beyond economics?

    Insight Published: 25/01/2017 Last modified: 28/02/2017
    A well-working market likely depends upon a demand side disciplining suppliers directly or through its agents. ... Neuroeconomics is the application of neuroscience and its techniques (brain imaging, reaction times, eye tracking, etc.) to individual

  5. Market Watch 69

    Newsletters Published: 17/05/2022 Last modified: 17/05/2022
    In this Market Watch, we discuss firms’ arrangements for market abuse surveillance, drawing on our observations from engaging with small and medium-sized firms.

  6. Announcement of preliminary accounts: technical Q&A for firms

    Markets Published: 22/03/2020 Last modified: 21/09/2020
    Questions and answers relating to the moratorium on the publication of preliminary financial statements.

  7. Service standards 2018/19

    Data Published: 24/06/2019 Last modified: 24/06/2019
    The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2018/19.

  8. Independent review of the Connaught Income Fund Series 1

    Last modified: 23/02/2023
    An independent review into the FSA’s – and subsequently the FCA’s – approach to, implementation and oversight of the Connaught Income Fund Series 1.

  9. Service standards 2020/21

    Data Published: 15/07/2021 Last modified: 15/07/2021
    The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2020/21.

  10. Whistleblowing qualitative assessment survey 2022

    Data Published: 04/05/2023 Last modified: 04/05/2023
    This report sets out the findings of a qualitative assessment survey of a small sample of whistleblowers who disclosed their concerns about wrongdoing to the FCA. The survey was conducted to understand whistleblowers’ experience of reporting to
Related searches