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Showing 191 to 200 of 222 search results for indigo income limited.

  1. FCA fines The TJM Partnership Limited (in liquidation) £2 million for serious financial crime control failings in relation to cum-ex trading

    Press Releases Published: 15/07/2022 Last modified: 15/07/2022
    The FCA has fined The TJM Partnership Limited (in liquidation) £2,038,700 for failing to ensure it had effective systems and controls to identify and reduce the risk of financial crime and money laundering in its business. This is the third case

  2. UK Income Bonds / incomebonds.uk.com / bondrates.co.uk / fixedratebondsuk.com (Clone of FCA authorised firm)

    Warnings Published: 12/04/2021 Last modified: 23/06/2021
    UK Income Bonds / incomebonds.uk.com / bondrates.co.uk / fixedratebondsuk.com (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you

  3. Connaught Independent Review call for information closes but investigation remains open to affected individuals

    Press Releases Published: 20/11/2019 Last modified: 20/11/2019
    Raj Parker, the Independent Reviewer into the FSA/FCA’s approach to the Connaught Income Fund Series 1, announces that the Review’s initial call for information has now closed.

  4. Updated: Upper Tribunal releases its judgment on action against Timothy Roberts and Andrew Wilkins

    Press Releases Published: 18/09/2015 Last modified: 09/12/2016
    The decision follows the Final Notices issued to Catalyst Investment Group Limited and Alison Moran, Catalyst’s compliance officer, in September 2013. ... Catalyst was the primary distributor of the ARM Capital Growth Bond and the ARM Assured Income

  5. Authorised fund managers’ assessments of their funds’ value

    Multi-firm reviews Published: 06/07/2021 Last modified: 06/07/2021
    This review sets out our findings from our review, where we looked at the processes used by different Authorised Fund Managers (AFMs) when they carry out assessments of value (AoVs or 'Value Assessments') for the funds they operate.

  6. FG14/6 - Annuity comparison websites: Financial promotions review and guidance for firms

    Finalised guidance Published: 20/06/2014 Last modified: 20/10/2014
    However, due to the limited scope of our review, in terms of time allocated and available resources, this would not have been possible. ... annuities – including annuities that provide an income after a partner’s death.

  7. FCA bans Simon Hughes for failures in advice given to British Steel Pension Scheme Members

    Press Releases Published: 03/10/2023 Last modified: 03/10/2023
    The FCA has banned Simon Hughes of S&M Hughes Limited (in liquidation) from advising customers on pension transfers and pension opt outs, and from holding any senior management function in a regulated firm.

  8. AXA Investment Managers / AXA plc (clone of FCA authorised firm / FCA recognised product / UK registered company)

    Warnings Published: 11/11/2020 Last modified: 12/07/2021
    AXA Investment Managers / AXA plc (clone of FCA authorised firm / FCA recognised product / UK registered company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you

  9. Building better bridges: a world-leading investment industry around outcomes customers need

    Speeches Published: 11/10/2019 Last modified: 11/10/2019
    Speech by Charles Randell, FCA chair, at the Investment Association on working to build a world-leading investment industry around customers’ outcomes

  10. FCA bans Keith Dickinson and Andrew Allen for British Steel Pension Scheme advice failings, with £155k to be paid in compensation

    Press Releases Published: 13/09/2023 Last modified: 13/09/2023
    Keith Dickinson and Andrew Allen of Mansion Park Limited (Mansion Park) have been banned from advising customers on pension transfers and pension opt-outs.