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Showing 72 to 81 of 221 search results for including legal form as provided for in the register.

72. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

73. PRIIPs Regulation

    Tasks for regulated firms Published: 03/12/2015 Last modified: 13/02/2023
    Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects.

74. Copyright notice and disclaimer

    Last modified: 08/12/2020
    Information about using or copying material on our website (including the Handbook) and terms and conditions for reproducing accompanying materials.

75. WORLDMINEINSURED

    Warnings Published: 08/11/2023 Last modified: 08/11/2023
    WORLDMINEINSURED is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

76. Vector Wealth Ltd enters administration

    News stories Published: 22/04/2022 Last modified: 27/04/2022
    We set out the steps Vector Wealth Ltd customers can take and advice on how to protect against scams by fraudsters claiming to be acting on behalf of the administrators.

77. Personal data and recruitment

    Last modified: 22/02/2023
    How and why the FCA uses applicants' personal data collected during the recruitment process.

78. National private placement regime (NPPR)

    Investment managers Published: 26/05/2016 Last modified: 10/02/2023
    Find out more about the NPPR, including the different regulations, how to market under NPPR and reporting obligations.

79. Scheme documents

    Tasks for firms Published: 05/08/2015 Last modified: 18/07/2023
    You must submit the latest versions of scheme documents to us, including when changes are made, and follow our naming conventions and scheme numbers.

80. Brexit: information for participants in the wholesale markets operating in the UK (including wholesale banks, wholesale markets and asset managers)

    Firms Published: 26/02/2019 Last modified: 13/03/2024
    Passporting between the UK and EEA states has now ended. Find out more about the other ways in which firms can access the EEA.

81. Vote Reporting Group

    Firms Published: 24/02/2023 Last modified: 26/04/2024
    Find out how the group aims to improve shareholder vote reporting by UK asset managers.

82. Varying your payment services

    Tasks for regulated firms Published: 05/05/2015 Last modified: 10/02/2023
    The FCA provides information on how to register changes to payment services.