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Showing 1 to 10 of 62 search results for inaccurate transaction reporting under MiFID II.

1. Transaction reporting

   Markets Transaction reporting Published: 29/05/2016 Last modified: 12/01/2024
   We use transaction reports to detect and investigate suspected market abuse. Find out more about the submission of transaction reports and the data they should contain.

2. Instrument Reference Data

   Markets Transaction reporting Published: 30/05/2016 Last modified: 29/09/2022
   Trading venues and systematic internalisers (SIs) are responsible for providing us with instrument reference data.

3. Reportable instruments

   Investment managers Markets Transaction reporting Published: 09/06/2016 Last modified: 11/01/2023
   Find out from the FCA when a transaction is reportable, and about over-reporting.

4. Transaction reporting fines

   Markets Transaction reporting Published: 28/05/2016 Last modified: 11/01/2023
   Find out how the FCA are able to effectively monitor for market abuse.

5. UK MiFIR data reporting and LIBOR transition

   Markets Published: 09/07/2021 Last modified: 23/05/2022
   We aim to clarify expectations for investment firms and trading venues submitting UK MiFIR transaction reports and instrument reference data in relation to LIBOR transition

6. Information on the notifications of inaccurate transaction reporting under MiFID II - August 2020

   FOI Release Date of Release: 10/08/2020
   We hold information on Information on the notifications of inaccurate transaction reporting under MiFID II

7. Information on MiFID 2 transaction reporting - February 2020

   FOI Release Date of Release: 07/02/2020
   FCA provides information on Mifid 2 transaction reporting.

8. Market Watch 70

   Newsletters Published: 03/10/2022 Last modified: 03/10/2022
   In this Market Watch, we outline recent observations on the transaction reporting and instrument reference data regimes. These will be of interest to investment firms, credit institutions, trading venues, systematic internalisers, and approved

9. 2019 Disclosure Log

   Last modified: 20/03/2024
   The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. 

10. FCA calls on firms to act following review of costs and charges disclosure in the investment sector

    Press Releases Published: 28/02/2019 Last modified: 28/02/2019
    The Financial Conduct Authority (FCA) has today published the key findings of supervisory work to assess the effectiveness of disclosure by asset managers and intermediaries, such as wealth managers, to their retail customers. This work was prompted