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Showing 11 to 20 of 49 search results for implementation proposals for MiFID II and seeking views.

  1. Four building blocks of efficient capital markets

    Speeches Published: 01/02/2013 Last modified: 29/03/2013
    Speech by David Lawton, Director of Markets, FSA at the Practising Law Institute Conference

  2. UK EMIR news

    Markets policy Published: 23/05/2016 Last modified: 02/05/2024
    Read our archive of news relating to EMIR dating back to August 2013.

  3. Asset management: A regulatory perspective

    Speeches Published: 26/04/2018 Last modified: 26/04/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at London Business School Annual Asset Management Conference.

  4. 2019 Disclosure Log

    Last modified: 20/03/2024
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. 

  5. A strategy for positive change: our ESG priorities

    Corporate documents Published: 03/11/2021 Last modified: 21/11/2022
    The FCA's environmental, social and governance (ESG) strategy sets out our target outcomes and the actions we expect to take to deliver these, to support the transition to a net zero economy.

  6. FCA to ask firms for their views on MiFID II implementation

    Press Releases Published: 26/03/2015 Last modified: 08/11/2016
    FCA to ask firms for their views on MiFID II implementation. ... A timeline of MiFID II implementation.

  7. CP16/19: Markets in Financial Instruments Directive II Implementation [pdf]

    Consultation papers Published: 29/07/2016 Last modified: 29/07/2016
    We set out our latest implementation proposals, and seek views on the proposed changes to the FCA Handbook.

  8. CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I [pdf]

    Consultation papers Published: 15/12/2015 Last modified: 15/12/2015
    We set out our implementation proposals, and seek views on the proposed changes to the FCA Handbook.

  9. FCA consults on aspects of the Markets in Financial Instruments Directive II implementation

    Press Releases Published: 15/12/2015 Last modified: 15/12/2015
    The FCA’s first consultation paper focuses on areas where it has sufficient certainty about the MiFID II legislation to be able to make proposals for implementation in the UK and ... firms. There are a range of matters on MiFID II, including conduct of

  10. CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I

    Consultation papers Published: 15/12/2015 Last modified: 22/08/2019
    We set out our implementation proposals, and seek views on the proposed changes to the FCA Handbook. ... So we have decided to consult in stages. This first MiFID II consultation paper covers, and seeks views on, the issues related to our regulation of