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Showing 92 to 101 of 768 search results for implementation of the IDD.

  1. Event costs

    Last modified: 08/04/2024
    Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.
  2. CP18/5: EU Benchmarks Regulation Implementation (DEPP and EG)

    Consultation papers Published: 05/02/2018 Last modified: 23/03/2018
    We are consulting on changes to our Handbook because of the changes introduced by the EU Benchmarks Regulation and the UK Benchmarks Regulations 2018.
  3. Early indications that reforms of financial advice are working

    Press Releases Published: 16/12/2014 Last modified: 12/04/2024
    Financial advisers are offering investors an increasingly professional service tailored to their individual needs, an FCA review has found.
  4. CP15/11: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule changes

    Consultation papers Published: 20/03/2015 Last modified: 07/02/2022
    The Transparency Directive (TD) principally harmonises requirements on companies regarding information disclosure.
  5. CP16/10: Proposed implementation of the Enforcement Review and the Green Report

    Consultation papers Published: 14/04/2016 Last modified: 14/04/2016
    This paper sets out the regulators’ response to some of the recommendations and proposals for implementation. ... CP16/10: Proposed Implementation of the Enforcement Review and the Green Report (PDF).
  6. AIFMD

    Focus areas Published: 08/06/2016 Last modified: 06/02/2023
    The Alternative Investment Fund Managers Regulations (UK AIFMD) provide a regulatory framework for alternative investment fund managers (AIFMs). Find out about the requirements.
  7. Video transcript: What will happen once the implementation period ends? [pdf]

    Transcripts Published: 31/01/2020
    Video transcript for our video on what will happen once the implementation period ends.
  8. PS15/20: Implementation of the Mortgage Credit Directive: Consequential Changes to the Consumer Credit Sourcebook (CONC)

    Policy statements Published: 31/07/2015 Last modified: 12/01/2023
    In this Policy Statement we report on the main issues arising from the MCD elements of CP15/6 and publish the final rules.
  9. Financial promotions quarterly data 2023 Q2

    Data Published: 04/08/2023 Last modified: 03/11/2023
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2023 and 30 June 2023.
  10. UK Securities Financing Transactions Regulation (UK SFTR)

    Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
    The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.