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Showing 61 to 70 of 387 search results for implementation of MiFID II.

  1. Information on the notifications of inaccurate transaction reporting under MiFID II - August 2020

    FOI Release Date of Release: 10/08/2020
    We hold information on Information on the notifications of inaccurate transaction reporting under MiFID II

  2. CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI [pdf]

    Consultation papers Published: 03/07/2017
    We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

  3. CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V [pdf]

    Consultation papers Published: 31/03/2017
    We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

  4. CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV [pdf]

    Consultation papers Published: 16/12/2016
    We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.

  5. Effective global regulation in capital markets

    Speeches Published: 05/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London

  6. Minutes of the MiFID II implementation roundtable January 2016 [pdf]

    Meeting minutes Published: 08/01/2016 Last modified: 08/01/2016
    From the meeting held on 6 January 2016

  7. Minutes of the MiFID II implementation roundtable: November 2015 [pdf]

    Meeting minutes Published: 08/12/2015 Last modified: 08/12/2015
    From the meeting held on 30 November 2015

  8. Four building blocks of efficient capital markets

    Speeches Published: 01/02/2013 Last modified: 29/03/2013
    Speech by David Lawton, Director of Markets, FSA at the Practising Law Institute Conference

  9. Automated investment services - our expectations

    Multi-firm reviews Published: 21/05/2018 Last modified: 07/05/2024
    The FCA carried out two reviews, the first looking at firms offering automated online discretionary investment management and the second looked at firms providing retail investment advice exclusively through automated channels. The FCA reports back

  10. Key requirements of firms

    Firms Published: 30/09/2020 Last modified: 31/03/2022
    Firms should have prioritised these key requirements following the end of the transition period.