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Showing 51 to 60 of 387 search results for implementation of MiFID II.

  1. MiFID II costs and charges disclosures review findings

    Multi-firm reviews Published: 28/02/2019 Last modified: 28/02/2019
    As part of our supervision work, we looked at the costs and charges disclosures of a sample of 50 firms authorised as MiFID investment firms in the retail investments sector. We wanted to understand if firms were complying with the new rules and

  2. Event costs

    Last modified: 08/04/2024
    Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.

  3. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements

    Discussion papers Published: 26/03/2015 Last modified: 03/11/2016
    DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements. ... For more information see a timeline of MiFID II implementation and read our pages on MiFID II.

  4. MiFID II: product governance review

    Multi-firm reviews Published: 26/02/2021 Last modified: 15/04/2021
    In this MiFID II review we looked at product governance in a sample of 8 asset management firms.

  5. From intellectual certainty to debate

    Speeches Published: 25/02/2015 Last modified: 26/02/2015
    Including areas like FX remediation work, the Fair and Effective Markets Review, MiFID II implementation, wholesale competition work and the like – where policy discussions over economic objectives are heavily contextualised by ... Just two on liquidity

  6. Assessing the value of financial advice

    Speeches Published: 04/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London.

  7. CP16/29: Markets in Financial Instruments Directive II implementation – Consultation Paper III [pdf]

    Consultation papers Published: 29/09/2016
    We are consulting on our third set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.

  8. CP16/19: Markets in Financial Instruments Directive II Implementation [pdf]

    Consultation papers Published: 29/07/2016 Last modified: 29/07/2016
    We set out our latest implementation proposals, and seek views on the proposed changes to the FCA Handbook.

  9. Statement on communications in relation to PRIIPs and UCITS

    Statements Published: 30/11/2023 Last modified: 30/11/2023
    Issuing limited forbearance to allow firms to provide additional disaggregated disclosure on costs and charges to support the aggregated figure. This is the result of engagement with the investment trust industry.

  10. CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I [pdf]

    Consultation papers Published: 15/12/2015 Last modified: 15/12/2015
    We set out our implementation proposals, and seek views on the proposed changes to the FCA Handbook.