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Showing 122 to 131 of 518 search results for implement the IDD.

  1. Assessing and monitoring consultants

    Tasks for regulated firms Published: 09/05/2015 Last modified: 31/01/2023
    Make sure potential consultants can offer the service you need. We provide good and poor practice examples.
  2. Independent investigation into London Capital & Finance

    Last modified: 23/02/2023
    Read the report of the independent investigation into the events relating to the FCA’s regulation of London Capital & Finance (LCF) following the firm’s failure.
  3. Personal data and enforcement

    Last modified: 22/02/2023
    How and why the FCA uses personal data to carry out its enforcement functions.
  4. Innovation in financial services

    Speeches Published: 10/11/2015 Last modified: 10/11/2015
    Speech by Christopher Woolard, director of strategy and competition at the FCA, delivered at the FinanceAsia Annual Compliance Summit in Hong Kong on 10 November 2015. This is the text of the speech as drafted, which may differ from the delivered
  5. Fair and Effective Markets Review published

    News stories Published: 10/06/2015 Last modified: 04/11/2019
    The Fair and Effective Markets Review (FEMR) was a comprehensive and forward-looking assessment of the way fixed income, currency and commodity (FICC) markets operate.
  6. The New Market Infrastructure

    Speeches Published: 16/05/2014 Last modified: 29/11/2016
    Keynote speech by David Lawton, Director of Markets, at the Economist Bellwether Conference. This is the text of the speech as drafted, which may differ from the delivered version.
  7. Implementing the recommendations from the Independent Reviews - update [pdf]

    Corporate documents Published: 15/07/2021
    We are setting out the work undertaken to July 2021 to implement the Recommendations and Lessons from the Independent Investigation into the Financial Conduct Authority's Regulation of London Capital & Finance plc (the Gloster Report) and the
  8. Conclusions from the Cryptoassets Taskforce

    Speeches Published: 20/11/2018 Last modified: 23/11/2018
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Regulation of Cryptocurrencies event, London.
  9. Business Plan 2023/24

    Corporate documents Business plans Published: 05/04/2023 Last modified: 13/11/2023
    The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy.
  10. The FCA’s Business Plan and Priorities

    Speeches Published: 16/05/2018 Last modified: 16/05/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the BIBA 2018 Annual Conference & Exhibition, Manchester