Search results

Showing 71 to 80 of 345 search results for implement MiFID II.

71. A strategy for positive change: our ESG priorities

    Corporate documents Published: 03/11/2021 Last modified: 21/11/2022
    The FCA's environmental, social and governance (ESG) strategy sets out our target outcomes and the actions we expect to take to deliver these, to support the transition to a net zero economy.

72. Statement on MiFID II inducements and research

    Statements Published: 08/11/2019 Last modified: 08/11/2019
    FCA welcomes the US Securities and Exchange Commission’s extension of no-action relief relating to MiFID II inducements and research provisions

73. MiFID II Occupational Pension Scheme (OPS) Firms [pdf]

    Impact assessments Published: 04/07/2018

74. MiFID II Taping [pdf]

    Impact assessments Published: 04/07/2018

75. MiFID II Inducements [pdf]

    Impact assessments Published: 04/07/2018

76. [pdf]

    Documents Published: 26/03/2015 Last modified: 26/03/2015

77. MiFID II Independence [pdf]

    Impact assessments Published: 04/07/2018

78. MiFID II conference: Commodities [pdf]

    Documents Published: 11/11/2014 Last modified: 03/08/2016

79. A Better View

    Speeches Published: 20/09/2017 Last modified: 20/09/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017

80. FCA statement on MiFID II inducements and research

    Statements Published: 26/10/2017 Last modified: 26/10/2017
    The FCA welcomes the announcements made today by the European Commission and the US Securities and Exchange Commission (US SEC) in relation to the MiFID II inducements and research reforms and their interaction with US regulation.