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Showing 81 to 90 of 386 search results for impact of MiFID II.
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2019 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. -
Asset management market study
We have published the final findings of our asset management market study. As part of this, we set out a package of remedies to address the concerns identified. -
Investor engagement in a changing regulatory landscape
whether it has an impact on the discussions you are used to having, then please seek professional guidance. ... II. ESMA provided its final advice to the European Commission in December 2014 on detailed proposals to support the new MIFID II Directive, -
The future of financial services regulation in the UK
Speech delivered by Nausicaa Delfas, Executive Director of International, at the UK Financial Services Industry Beyond Brexit Summit, London. -
Updates to the FCA’s directions under the Temporary Transitional Power
Today, the Financial Conduct Authority (FCA) has updated and published draft directions under its Temporary Transitional Power (TTP). The TTP gives the FCA flexibility in applying post-Brexit requirements, allowing firms to transition to a new UK -
Implementing Technology Change
This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce -
Information on transaction reporting under MiFIR - May 2022
The FCA answers questions regarding transaction reporting under MiFIR. -
Effective compliance with the Market Abuse Regulation – a state of mind
One of the major evolutionary steps directly in our sights is the move from ‘MiFID I’ to ‘MiFID II/MiFIR’ data – a step change in both the volume and quality of ... It is worth noting that the introduction of MiFID II also introduces the second -
The FCA's response to COVID-19 and expectations for 2020
Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at PIMFA’s Virtual Festival. -
Challenges for the regulator - consumer credit, long-term savings and an ageing population
Speech by Andrew Bailey, Chief Executive at the FCA, delivered at City Banquet, Mansion House.