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Showing 71 to 80 of 606 search results for gainmax capital limited.

  1. Strand Capital Limited enters administration

    Press Releases Published: 17/05/2017 Last modified: 18/05/2017
    Strand Capital Limited (Strand), an investment management firm, formally entered the Special Administration Regime (SAR) insolvency proceedings on 17 May 2017.

  2. Final Notice 2018: Noisnep Capital Limited [pdf]

    Final notices Published: 23/01/2018
    This final notice refers to a failure to satisfy the threshold conditions (COND) in the consumer credit sector. We imposed a refusal..

  3. Sova Capital Limited enters special administration

    News stories Published: 03/03/2022 Last modified: 04/03/2022
    On 3 March 2022, the Court appointed David Philip Soden, Ian Colin Wormleighton and Stephen Browne, all of Teneo, as Joint Special Administrators.

  4. Sterling Lloyd Limited (ex EFEX Capital)

    Warnings Published: 03/09/2019 Last modified: 14/04/2021
    Sterling Lloyd Limited (ex EFEX Capital) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  5. Grove Capital Advisors Ltd

    Warnings Published: 22/08/2016 Last modified: 22/08/2016
    We have published this statement in order to warn investors against dealing with unauthorised firms.

  6. BrookBond Limited trading as Whitehorse Capital

    Warnings Published: 14/02/2019 Last modified: 12/04/2021
    BrookBond Limited trading as Whitehorse Capital is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  7. Redwood Capital Consultants Limited (clone of FCA authorised firm)

    Warnings Published: 20/12/2007 Last modified: 29/09/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  8. FCA Final Notice 2014: Forex Capital Markets Limited (FXCM Ltd) and FXCM Securities Limited (FXCM Securities) [pdf]

    Final notices Published: 26/02/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 6, PRIN 11, and COBS related to unfair treatment of customers, and failing to be open and co-operative in the trading firms sector. We imposed a fine and redress.

  9. Notice of Decision 2023: Tusk Capital Management Limited [pdf]

    Decision notices Published: 29/09/2023
    This Notice of Decision (Tusk Capital Management Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Final Notice 2022: Capital Investements Limited [pdf]

    Final notices Published: 19/01/2022
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.