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Showing 51 to 60 of 100 search results for found on the Mutuals Public Register.
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Service standards 2020/21
The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2020/21. -
CP18/34: Regulatory fees and levies: policy proposals for 2019/20
This paper sets out our proposed policy changes to the way that we will raise FCA fees from 2019/20. It is part of our annual cycle of consultation on fees. -
List of employers’ liability insurers
United Kingdom. Regulated. NO. 117664. The National Farmers' Union Mutual Insurance Society Limited. ... 01/04/2011. 202548. The Steamship Mutual Underwriting Association Ltd. United Kingdom. Regulated. -
Complaints data items: FAQs
Complaints data items: FAQs -
Implementing Technology Change
This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce -
Sensitive business names
See a list of sensitive words relating to financial services and learn how to request our view if you propose to use of any of these terms in your business name. -
FCA publishes a Decision Notice against Angela Burns deciding to ban and fine the former non-executive director £154,800 for failing to disclose her conflicts of interest
FCA publishes a Decision Notice against Angela Burns deciding to ban and fine the former non-executive director £154,800 for failing to disclose her conflicts of interest. -
FCA operating service metrics 2022/23
This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence. -
Overview of the FCA prudential approach
Speech by Nausicaa Delfas, Director of Specialist Supervision at the FCA, delivered at the first FCA Prudential Supervision Forum. This is the text of the speech as drafted, which may differ from the delivered version. -
Speech: Shadow banking - the potential risks and rewards
For brevity, I list the institutions only:. global banks. broker-dealers. money market mutual funds. ... There is always somebody trying to make money by solving somebody else’s problem, to mutual advantage.