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Showing 71 to 80 of 2341 search results for firms under PSD2.

  1. PRIIPs Regulation

    Tasks for regulated firms Published: 03/12/2015 Last modified: 13/02/2023
    Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects.

  2. FCA Technical Note: Sponsors who are part of an investment management group – FCA TN 707.1 (Amendment) [pdf]

    Primary market Published: 26/04/2024
    Technical detail on how the relationships between issuers and sponsor firms will be treated under UK Listing Rules.

  3. Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets

    Speeches Published: 06/03/2020 Last modified: 06/03/2020
    Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets.

  4. FCA video guides: payment services

    Firms Published: 19/02/2019 Last modified: 10/02/2023
    FCA provides video guides information for payments services.

  5. Financial promotions quarterly data 2024 Q1

    Data Published: 26/04/2024 Last modified: 26/04/2024
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2024 and 31 March 2024.

  6. Reporting obligation

    Markets policy Published: 22/05/2016 Last modified: 02/05/2024
    Under UK European Markets Infrastructure Regulation (UK EMIR) requirements, all counterparties must report any derivative contract concluded, modified or terminated. Find out more about submitting your firm's obligations.

  7. UK RRD: UK firms

    Tasks for regulated firms Published: 24/05/2016 Last modified: 10/02/2023
    Read more about what the UK RRD means for UK firms, including how to submit plans, group recovery plan submissions and IFPRU significance.

  8. Event costs

    Last modified: 08/04/2024
    Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.

  9. Credit reporting: Interim Working Group (IWG)

    Consumer credit firms Published: 05/12/2023 Last modified: 01/05/2024
    The interim working group (IWG) aims to produce recommendations to the FCA on the new Credit Reporting Governance Body. Find out more about this work.

  10. Key requirements of firms

    Firms Published: 30/09/2020 Last modified: 31/03/2022
    Firms should have prioritised these key requirements following the end of the transition period.