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Showing 141 to 150 of 648 search results for firms meet Know your Customer.

  1. Learning the lessons of the past as an industry

    Speeches Published: 02/12/2014 Last modified: 04/02/2015
    he was fundamentally optimistic about the prospects for the firm and the industry. ... I look forward to hearing your views during the course of the day.

  2. Liquidity Management multi-firm review

    Multi-firm reviews Published: 06/07/2023 Last modified: 06/07/2023
    Informing the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management.

  3. Information for general insurers and intermediaries in the UK

    Firms Published: 26/02/2019 Last modified: 12/03/2024
    A focus for UK-based general insurers is minimising the disruption for EEA-based customers (including expats), or policies with certain EEA risks.

  4. Fair and effective markets review

    Speeches Published: 14/07/2015 Last modified: 23/10/2015
    on their own gains; and where cross-firm tribalism was more important than the interests of their clients or their firms. ... Firms hiring new compliance staff, establishing cultural change programmes, developing better staff training and listening to

  5. Challenges for the regulator - consumer credit, long-term savings and an ageing population

    Speeches Published: 04/10/2017 Last modified: 04/10/2017
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at City Banquet, Mansion House.

  6. Promoting competition in the financial services sector

    Speeches Published: 11/03/2014 Last modified: 18/03/2014
    Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Future of Financial Services summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

  7. Balancing regulatory objectives in the dynamic consumer credit market

    Speeches Published: 27/09/2016 Last modified: 27/09/2016
    Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, at the Future of Lending Conference.

  8. How the UK will regulate for the future

    Speeches Published: 14/07/2022 Last modified: 14/07/2022
    Speech by Nikhil Rathi, our Chief Executive, delivered at the Peterson Institute for International Economics.

  9. Our approach to secondary credit brokers that supply a non-financial service

    Firm authorisation Published: 16/11/2023 Last modified: 16/11/2023
    If you're authorised as a Full Permission secondary credit broker, find out whether you can apply to the FCA to change your authorisation to Limited Permission.

  10. Diversity and inclusion: Driving change in our industry

    Speeches Published: 22/11/2022 Last modified: 23/11/2022
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the ABI D&I Conference.