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Showing 182 to 191 of 21381 search results for firm's culture.

  1. Culture and Governance

    Read about the FCA's work on culture and governance, including details of how to get involved.

  2. Putting the customer at the centre of the business: is it a long road ahead for the FCA?

    Speeches Published: 25/06/2015 Last modified: 25/06/2015
    Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the RiskMinds conference Conduct Forum in Brussels. This is the text of the speech as drafted, which may differ from the delivered version.

  3. Final Notice 2015: Deutsche Bank AG [pdf]

    Final notices Published: 23/04/2015 Last modified: 23/04/2015
    This final notice refers to breaches of PRIN 5, PRIN 3 and PRIN 11 related to wholesale conduct, benchmarks, failing to be open and co-operative and culture/governance in the investment bank sector. We imposed a fine.

  4. Our approach to consumers

    Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
    Our Approach to Consumers sets out how we use our powers and tools to protect consumers of financial services, in line with our consumer protection objective.

  5. Whistleblowing quarterly data 2021 Q4

    Data Published: 28/02/2022 Last modified: 04/08/2022
    Our data shows the number of new whistleblowing reports the FCA received in October to December 2021 and the allegations they featured.

  6. Whistleblowing quarterly data 2022 Q1

    Data Published: 04/08/2022 Last modified: 04/08/2022
    Our data shows the number of new whistleblowing reports the FCA received in January to March 2022 and the allegations they featured.

  7. Report fee tariff data

    Tasks for regulated firms Published: 08/05/2015 Last modified: 15/02/2023
    Read FCA guidance on how to fill in your online tariff data forms and provide information about your firm that will help calculate annual fees for the next financial year.

  8. Independence, confidence and fairness

    Speeches Published: 04/02/2016 Last modified: 04/02/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at Bloomberg, in the City of London, on 4 February 2016, London. This is the text of the speech as drafted, which may differ from the delivered version.

  9. Wealth WayzHub Limited

    Warnings Published: 08/02/2024 Last modified: 08/02/2024
    Wealth WayzHub Limited is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  10. What can the consumer credit sector expect from the FCA?

    Speeches Published: 21/03/2019 Last modified: 21/03/2019
    Speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, at the Credit Summit, London.

  11. Senior management functions

    Tasks for regulated firms Published: 12/05/2015 Last modified: 08/12/2022
    Learn about senior management functions (SMFs) and how we assess them.
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