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Showing 202 to 211 of 846 search results for firm culture and governance.
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Culture and Governance
Read about the FCA's work on culture and governance, including details of how to get involved. -
FCA one year on – effective regulation goes hand-in-hand with sustainable businesses
Speech by Clive Adamson, FCA Director of Supervision, at the Building Societies Association (BSA). This is the text of the speech as drafted, which may differ from the delivered version. -
FSA publishes its Internal Audit Report on: review of the extent of awareness within the FSA of inappropriate LIBOR submissions
The Financial Services Authority (FSA) has published its Internal Audit Report (the Report) on the London Interbank Offered Rate (LIBOR). -
The FCA fines Rabobank £105 million for serious LIBOR-related misconduct
Collude with individuals at other LIBOR panel banks and interdealer firms to influence JPY and USD LIBOR submissions made by other panel banks; and. ... Collude with individuals at other LIBOR banks and interdealer broker firms who sought to influence -
DP 21/2: Diversity and inclusion in the financial sector – working together to drive change
We are engaging financial firms and other stakeholders in a discussion on how we can accelerate the pace of meaningful change on diversity and inclusion in the sector. -
Fair, transparent and competitive: the FCA’s vision for the asset management sector
Speech by Clive Adamson, FCA Director of Supervision, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Competition in the asset management industry: UK experiences, global implications
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Securities Industry and Financial Markets Association's (SIFMA) 2017 Annual Meeting. -
State Street UK fined £22.9m by Financial Conduct Authority for Transitions Management failings
State Street UK’s significant failings in culture and controls allowed deliberate overcharging to take place and to continue undetected. ... bolster control functions, governance and culture across its UK businesses. -
Regulating the pensions and retirement income sector: an FCA perspective
Speech by Deb Jones, Director of Supervision, Life Insurance and Financial Advice, delivered at the FCA/TPR: Our Joint Regulatory Strategy - one year on event. -
Insurance firms failing to consider value of the products and services provided to consumers
The Financial Conduct Authority (FCA) is warning General Insurance (GI) firms about manufacturing, sales and distribution approaches that can lead to customers purchasing inappropriate products, paying excessive prices or receiving poor service. -
FCA publishes rules on how it will apply the new accountability regime to UK branches of overseas banks and Solvency II firms
and requirements in Solvency II around the governance of firms and the fitness and propriety of key function holders within them. ... Changes to governance arrangements, particularly to support enhanced accountability of senior staff in firms.