Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 122 to 131 of 2581 search results for firm culture and conduct.

  1. Culture and Governance

    Read about the FCA's work on culture and governance, including details of how to get involved.

  2. What can the consumer credit sector expect from the FCA?

    Speeches Published: 21/03/2019 Last modified: 21/03/2019
    Speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, at the Credit Summit, London.

  3. The FCA and the Future of Retail Banking

    Speeches Published: 26/11/2013 Last modified: 04/11/2019
    Speech by Clive Adamson, FCA Director of Supervision, at the Marketforce and the IEA’s 16th Annual Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  4. Global regulation in the post-crisis era

    Speeches Published: 30/06/2016 Last modified: 01/07/2016
    Speech by John Griffith-Jones, Chairman, FCA, delivered at the TheCityUK Annual Conference on 30 June 2016.

  5. Our Risk Outlook 2014

    Corporate documents Published: 31/03/2014 Last modified: 31/03/2014
    Our Risk Outlook sets out our approach to assessing risks to our objectives. It analyses the fundamental causes of risk and how these affect the financial services market and its participants.

  6. HomeServe fined £30 million for widespread failings

    Press Releases Published: 13/02/2014 Last modified: 13/02/2014
    This is a serious case, one that has warranted our largest retail conduct fine and generated a sizeable bill for consumer redress.Homeserve is another example of a firm that has ... Homeserve promises to provide customers with peace of mind when things

  7. Information on open FCA enforcement investigations - December 2020

    FOI Release Date of Release: 21/12/2020
    The FCA provides a breakdown by category of all open FCA investigations as at the 23 November 2020.

  8. Alert for firms: fake FCA communications

    Firms Published: 21/03/2024 Last modified: 21/03/2024
    Search our list of the fake FCA communications we’re aware of, and find out how to check whether a communication you’ve received from us is genuine.

  9. Building on experience

    Speeches Published: 17/04/2013 Last modified: 01/07/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at 'The future of financial services', Lansons, London.

  10. Whistleblowing quarterly data 2021 Q4

    Data Published: 28/02/2022 Last modified: 04/08/2022
    Our data shows the number of new whistleblowing reports the FCA received in October to December 2021 and the allegations they featured.

  11. Facing the future – challenges and priorities for the FCA

    Speeches Published: 12/11/2020 Last modified: 12/11/2020
    Speech by our CEO, Nikhil Rathi, given at the Address to the City Regulators, Mansion House.
Related searches