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Showing 331 to 340 of 828 search results for financial crime risks in trade.
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Regulatory priorities for retail banking
Speech delivered by Karina McTeague, Director of Retail Banking Supervision at the FCA, at the Westminster Business Forum on retail banking and payments. -
Using claims management companies
The FCA is the regulator for CMCs in England, Wales and Scotland. The Financial Ombudsman Service has taken over complaints about CMCs. -
FCA publishes thematic review into dark pools
Andrew Bailey, chief executive of the FCA said:. “It is vital that we have clean, effective and competitive wholesale financial markets. ... Advances in technology have had a huge impact on equity markets which, in turn, give rise to new forms of -
Alternative investment fund manager (AIFM) hosting
Information for AIFMs using the host model to manage alternative investment funds (AIFs), known as AIFM hosting. -
Data strategy update 2022
The FCA sets out where it has made progress against its 2020 Data Strategy, where it has more to do, and where it has increased its focus. -
Personal data and enforcement
How and why the FCA uses personal data to carry out its enforcement functions. -
PS21/4: Extension of Annual Financial Crime Reporting Obligation
This PS summarises our proposal to increase the number of firms who need to submit the annual financial crime report, which we refer to as ‘REP-CRIM’. -
Enhanced Due Diligence for High-risk Customers
Money Laundering Regulations stipulate that enhanced due diligence be carried out for all higher-risk situations. Learn about Politically Exposed Persons and anti-money laundering laws. -
Consumer Duty firm survey – Spring 2023
The FCA commissioned Ipsos UK to undertake an anonymous survey of 1,230 firms in scope of the Consumer Duty. This survey adds to the FCA's understanding of how prepared firms are for when the Duty comes into force for products and services that are -
Sensitive business names
See a list of sensitive words relating to financial services and learn how to request our view if you propose to use of any of these terms in your business name.