Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 41 to 50 of 230 search results for final notice refers to breaches of COND and CONC.

  1. Final notice 2016: Aspect Garage Ltd [pdf]

    Final notices Published: 05/05/2016 Last modified: 05/05/2016
    This final notice refers to breaches of COND, PRIN 11, failing to be open and co-operative. We imposed a refusal.

  2. FCA Final Notice 2013: Sovereign Worldwide Limited [pdf]

    Final notices Published: 04/07/2013 Last modified: 07/04/2015
    This final notice refers to breaches of COND related to threshold conditions and mortgage fraud in the investment advisers and platforms sector. We imposed a withdrawal.

  3. Final notice 2016: Glyn Goodyear [pdf]

    Final notices Published: 14/04/2016 Last modified: 14/04/2016
    This final notice refers to breaches of PRIN 6, PRIN 11, COND and DISP related to failing to be open and co-operative, unfair treatment of customers and threshold conditions in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2022: John Gordon (trading as Magic Cycles) [pdf]

    Final notices Published: 27/10/2022
    This final notice (John Gordon - trading as Magic Cycles) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2023: Autofinch Limited [pdf]

    Final notices Published: 27/07/2023
    This final notice (Autofinch Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2023: Smilewise Limited [pdf]

    Final notices Published: 27/03/2023
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2023: Brian Hamilton [pdf]

    Final notices Published: 16/08/2023
    This final notice (Brian Hamilton) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in relation to a firm within the Temporary Permissions Regime. We imposed a

  8. Final Notice 2022: Lyonnaise De Banque [pdf]

    Final notices Published: 21/12/2022
    This final notice (Lyonnaise De Banque) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in relation to a firm within the TPR. We imposed a cancellation.

  9. Final Notice 2023: Accident Assist NI [pdf]

    Final notices Published: 19/07/2023
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2022: Reece Klewchuck [pdf]

    Final notices Published: 18/01/2022
    This final notice refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.
Related searches
Related topics