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Showing 151 to 160 of 5232 search results for final%20notice.

  1. Supporting material for applications by consumer credit, mortgage and other consumer finance firms

    Firm authorisation Published: 15/11/2023 Last modified: 13/12/2023
    If you're applying to be authorised by the FCA, find out what supporting material to include in your application and how to prepare everything.

  2. Final Notice 2023: Mark Anthony Jensen [pdf]

    Final notices Published: 13/11/2023
    This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  3. Apply to become a consumer investments firm

    Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.

  4. Anti-fraud controls and complaint handling in firms (with a focus on APP Fraud)

    Multi-firm reviews Published: 07/11/2023 Last modified: 23/04/2024
    This publication sets out the key findings from our review of how firms mitigate the risks of APP fraud and fraud attacks more broadly.

  5. DP23/4: Regulating cryptoassets Phase 1: Stablecoins

    Discussion papers Published: 06/11/2023 Last modified: 06/11/2023
    We want your feedback to help us develop our approach to regulating fiat-backed stablecoins.

  6. Final Notice 2023: Geoffrey Edward Armin [pdf]

    Final notices Published: 03/11/2023
    This Final Notice refers to breaches of Statements of Principle 2 and 7 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. A payment of £200,000 is being made to

  7. Financial regulator secures confiscation order against convicted CFO

    Press Releases Published: 03/11/2023 Last modified: 03/11/2023
    Southwark Crown Court has imposed a Confiscation Order against Timothy Coleman, formerly of Redcentric Plc, following his previous convictions for false accounting and making misleading statements to the market.

  8. Final Notice 2023: Almond and Chestnut Limited [pdf]

    Final notices Published: 02/11/2023
    This Final Notices refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Guidance for crypto firms to help them comply with marketing rules 

    News stories Published: 02/11/2023 Last modified: 02/11/2023
    Following a change in legislation, cryptoassets promotions targeting UK consumers now fall within our remit

  10. FG23/3: Finalised non-handbook Guidance on cryptoasset financial promotions

    Finalised guidance Published: 02/11/2023 Last modified: 02/11/2023
    The Guidance will help firms deliver fair, clear, and not misleading marketing of cryptoassets to UK consumers.