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Showing 61 to 70 of 150 search results for final notice refers to breaches of TC related to threshold.

61. FCA Final Notice 2015: Highview Financial Services Limited [pdf]

    Final notices Published: 09/11/2015 Last modified: 09/11/2015
    This Final Notice refers to breaches of PRIN 6, PRIN 11, COND, DISP related to Threshold Conditions in the Consumer Credit sector. We imposed a cancellation.

62. Final Notice 2015: Auto Leasing UK Limited [pdf]

    Final notices Published: 04/11/2015 Last modified: 04/11/2015
    This Final Notice refers to breaches of COND and CONC related to Threshold Conditions in the Consumer Credit sector. We imposed a refusal.

63. FCA Final Notice 2013: Sovereign Financial Solutions Limited [pdf]

    Final notices Published: 04/06/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

64. FCA Final Notice 2013: Martin Richard Moseling trading as Blenheim Financial Services [pdf]

    Final notices Published: 15/07/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of PRIN 6 related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.

65. FCA Final Notice 2015: Tiuta Plc [pdf]

    Final notices Published: 05/11/2015 Last modified: 05/11/2015
    This Final Notice refers to breaches of PRIN 4, COND, MIPRU and IPRU-INV related to threshold conditions in the investment adviser sector. We imposed a cancellation.

66. Final Notice 2015: Paul Robertson trading as Tony Robertson Insurance [pdf]

    Final notices Published: 13/07/2015 Last modified: 13/07/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions and failing to be open and co-operative in the mortgages sector. We imposed a cancellation.

67. Final Notice 2015: Mountbatten Financial Limited [pdf]

    Final notices Published: 05/08/2015 Last modified: 01/09/2015
    This final notice refers to breaches of PRIN 11, related to threshold conditions and failing to be open and co-operative in the General Insurance and Protection sector. We imposed a cancellation.

68. Final Notice 2017: Finance Made Simple Ltd [pdf]

    Final notices Published: 02/03/2017
    This final notice refers to breaches of COND and PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

69. FCA Final Notice 2014: Newgate Finance & Properties Limited [pdf]

    Final notices Published: 10/03/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the mortgages sector. We imposed a cancellation.

70. Final notice 2016: Lester Evans [pdf]

    Final notices Published: 15/04/2016 Last modified: 15/04/2016
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.