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Showing 211 to 220 of 403 search results for extend the Senior Managers Regime.

211. Coronavirus: Information for small businesses that are customers of financial services firms

     Firms Published: 07/06/2020 Last modified: 26/05/2021
     Information on the Government support available during the coronavirus (Covid-19) pandemic and as businesses look to recover and grow.

212. Pension scams

     Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
     Don’t let a scammer enjoy your retirement. Find out how pension scams work, how to avoid them, and what to do if you suspect a scam.

213. FCA publishes Annual Report for 2014/15

     Press Releases Published: 02/07/2015 Last modified: 14/09/2015
     implementing the new Senior Managers Regime. our market studies, including cash savings, retirement income and review of competition in the wholesale sector.

214. Confidence to crisis and back

     Speeches Published: 17/06/2015 Last modified: 17/06/2015
     Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the IOSCO conference in London. This is the text of the speech as drafted, which may differ from the delivered version.

215. Cryptoassets: AML / CTF regime

     Tasks for firms Published: 21/10/2019 Last modified: 15/01/2024
     We are the anti-money laundering and counter-terrorist financing (AML/CTF) supervisor of UK cryptoasset businesses under the money laundering regulations. Learn more about the regime.

216. Money laundering and terrorist financing

     Focus areas Published: 02/08/2015 Last modified: 21/02/2023
     Find out more about the regulations and risk-based approach to anti-money laundering.

217. Mortgage fraud

     Consumers Your rights Published: 04/04/2016 Last modified: 20/03/2023
     If you mislead a lender about the sale price of your home, you could be committing fraud. Find out how this crime works and how to protect yourself.

218. The business of social purpose

     Speeches Published: 26/11/2020 Last modified: 26/11/2020
     A speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, on the business of social purpose.

219. What makes good conduct regulation?

     Speeches Published: 14/02/2017 Last modified: 14/02/2017
     Speech by John Griffith Jones, Chairman at the FCA, delivered at the Cambridge Judge Business School.

220. Information on FCA's recent investigation into NatWest - December 2021

     FOI Release Date of Release: 24/12/2021
     The FCA responds to questions regarding its investigation into NatWest for breaches of the Money Laundering Regulations 2007.