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Showing 141 to 150 of 808 search results for ensure compliance with PSD2.

  1. The business of social purpose

    Speeches Published: 26/11/2020 Last modified: 26/11/2020
    A speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, on the business of social purpose.

  2. FCA Prudential Supervision Forum

    News stories Published: 21/05/2015 Last modified: 30/03/2018
    We have a single statutory objective, to ensure that relevant markets work well, underpinned by the operational objectives of protecting and enhancing the integrity of the UK financial system; securing an ... Dear Chair of the Board Letter - Governance

  3. Market Watch 75

    Newsletters Published: 31/10/2023 Last modified: 31/10/2023
    Newsletter on market conduct and transaction reporting issues, October 2023.

  4. Financial promotions quarterly data 2023 Q3

    Data Published: 03/11/2023 Last modified: 14/02/2024
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2023 and 30 September 2023.

  5. Roimax / Atrium Ventures

    Warnings Published: 13/05/2020 Last modified: 13/05/2020
    Roimax / Atrium Ventures is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  6. 2014 fines

    News stories Published: 02/01/2014 Last modified: 31/08/2016
    This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800.

  7. Effective compliance with the Market Abuse Regulation – a state of mind

    Speeches Published: 14/11/2017 Last modified: 15/11/2017
    Trust is essential in any society and necessary to ensure markets function well and efficiently. ... I have come to the conclusion that at its most effective, compliance with MAR is a state of mind.

  8. DIGITAL CURRENCY MARKET

    Warnings Published: 22/02/2021 Last modified: 22/02/2021
    DIGITAL CURRENCY MARKET is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  9. FTCA (clone of FCA authorised firm)

    Warnings Published: 08/10/2019 Last modified: 21/11/2020
    FTCA (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect

  10. Final Notice 2022: Matthew Charles Kent [pdf]

    Final notices Published: 06/10/2022
    This Final Notice (Matthew Charles Kent) refers to breaches of APER 7 related to the failure to ensure compliance with PRIN 3 in the trading firms sector, which led to further breaches of SUP 17, SUP 15 and Article 16 of MAR. We imposed a financial
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