Search results
Showing 131 to 140 of 367 search results for ensure compliance with PSD2 requirements.
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Effective compliance with the Market Abuse Regulation – a state of mind
Trust is essential in any society and necessary to ensure markets function well and efficiently. ... I have come to the conclusion that at its most effective, compliance with MAR is a state of mind. -
Tackling the hard questions
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Thomson Reuters Annual Compliance & Risk Summit on 26 April 2016, in London. This is the text of the speech as drafted, which may differ from the -
Speech: Beyond economics?
behavioural analysis to promote firms’ compliance – a new paper. Third, two examples from public sector management:. ... In deploying innovative mathematics in Supervision, we are exploring compliance with suitability requirements in a way that -
Consumer Credit Seminar
Speech by Linda Woodall, Director of Mortgage and Consumer Lending of the FCA. -
Modification by consent: COBS TP 2.38BR
Find out how this modification works and how to take advantage of it. -
Electronic money institution applicants
Find out what conditions you must meet to become an e-money institution, and what to include in your application to be authorised by or registered with the FCA. -
2014 fines
This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800. -
Apply to become a pre-paid funeral plans firm
If you’re a new funeral plan provider or intermediary, find out when you need to apply to the FCA for authorisation and how to apply. -
Market Watch 66
In this Market Watch, we set out our expectations for firms on recording telephone conversations and electronic communications when alternative working arrangements are in place, including increased homeworking. -
2013 fines
Fines published during the calendar year ending December 2013.