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Showing 1 to 10 of 34 search results for deliberately misleading vulnerable customers for personal.

1. FCA bans and issues largest ever fine of nearly £1 million on a retail sole trader for deliberately misleading vulnerable customers for personal gain

   Press Releases Published: 19/06/2013 Last modified: 17/09/2013
   The Financial Conduct Authority (FCA) has fined sale and rent back arranger Gurpreet Singh Chadda £945,277 and banned him from working in the financial services industry for significant failings when conducting sale and rent back agreements. This

2. 2013 fines

   News stories Published: 02/01/2013 Last modified: 26/03/2024
   Fines published during the calendar year ending December 2013.

3. Four former directors of online consumer credit broker banned for misleading customers

   Press Releases Published: 25/07/2018 Last modified: 25/07/2018
   The Financial Conduct Authority (FCA) has banned David James Carter Mullins, Edward John Booth, Christopher Paul Brotherton and Mark Robert Kennedy, the former directors and shareholders of Secure My Money Limited (now dissolved).

4. Our approach to competition

   Corporate documents Published: 19/03/2024 Last modified: 21/03/2024
   The FCA promotes effective competition in the interests of consumers.

5. Our Perimeter Report

   Annual reports Published: 20/07/2022 Last modified: 05/04/2024
   Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products

6. Automated investment services - our expectations

   Multi-firm reviews Published: 21/05/2018 Last modified: 07/05/2024
   The FCA carried out two reviews, the first looking at firms offering automated online discretionary investment management and the second looked at firms providing retail investment advice exclusively through automated channels. The FCA reports back

7. A test of conscience

   Speeches Published: 23/02/2015 Last modified: 26/02/2015
   Many domestic firms have established mission statements to support consumers in vulnerable circumstances. ... And making sure senior leader directions are then fully reflected in customer experience.

8. Financial promotions data 2022

   Data Published: 03/02/2023 Last modified: 03/02/2023
   The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2022 to 31 December 2022.

9. Coronavirus (Covid-19): Information for firms on working with consumers and clients

   Published: 10/12/2020 Last modified: 10/12/2020
   Information for firms on the impact of coronavirus on consumers, including access to cash, accessing restricted savings and handling consumer claims.

10. Messages firms can give customers about investments and life assurance following market volatility

    Firms Last modified: 13/08/2021
    We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19).