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Showing 101 to 110 of 291 search results for dear ceo letters.

  1. Dear CEO letter - Retirement Reforms and the Guidance Guarantee: Intention to make rules before April 2015 in addition to those set out in PS 14/17 [pdf]

    Correspondence Published: 26/01/2015 Last modified: 26/01/2015

  2. The FCA’s expectations of firms that operate a loan-based crowdfunding platform which facilitates loans to lending businesses [pdf]

    Correspondence Published: 28/02/2017
    The FCA is writing to firms that operate loan-based crowdfunding platforms to highlight that if a lending business borrows through a platform and then lends that money to others, it may be ‘accepting deposits’ within the meaning of Article 5 of

  3. Dear CEO letter: Portfolio strategy letter for financial advisers [pdf]

    Correspondence Published: 21/01/2020
    Dear CEO letter: Portfolio strategy letter for financial advisers

  4. Dear CEO letter – fair treatment of long-standing customers in the life insurance sector [pdf]

    Correspondence Published: 04/03/2016 Last modified: 04/03/2016

  5. Dear CEO Letter: Fair Treatment of With-Profits Customers [pdf]

    Correspondence Published: 25/04/2019

  6. Dear CEO Letter: Obtaining Deposits via Deposit Aggregators [pdf]

    Correspondence Published: 14/04/2021
    Dear CEO Letter highlighting the risks associated with the increasing volumes of deposits that are placed with banks and building societies (‘firms’) via Deposit Aggregators and how to mitigate them.

  7. Dear CEO letter - Professional Indemnity Insurance for firms that advised on the British Steel Pension Scheme [pdf]

    Correspondence Published: 28/11/2022
    FCA writes to firms to highlight our announcement of the BSPS redress scheme and set out our expectations of insurers (and where relevant, intermediaries) in relation to the treatment of these policyholders.

  8. Dear CEO letter: Firms’ preparations for transition from LIBOR to risk-free rates - insurers [pdf]

    Correspondence Published: 19/09/2018
    The Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) are writing to the CEOs of large banks and insurance companies regarding the ongoing global benchmark reform effort mandated by the Financial Stability Board (FSB),

  9. Dear CEO letter: Liquidity Management Multi-Firm Review [pdf]

    Correspondence Published: 06/07/2023
    A Dear CEO Letter to inform the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management.

  10. Dear CEO letter: Our expectations of life insurers in relation to the cost of living [pdf]

    Correspondence Published: 14/12/2022
    The FCA sets out it's expectations of life insurers in relation to the rising cost of living.