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Showing 1 to 10 of 283 search results for dear ceo letters.

1. Rolling regulation forwards

   Speeches Published: 16/11/2022 Last modified: 16/11/2022
   Speech by Nikhil Rathi, FCA Chief Executive delivered at the UK Finance annual dinner.

2. The role of the FCA in a changing regulatory landscape

   Speeches Published: 27/10/2022 Last modified: 27/10/2022
   Speech by Nikhil Rathi, our Chief Executive, delivered at the Lord Mayor's City Banquet at Mansion House.

3. Nikhil Rathi – APM opening remarks 2022

   Speeches Published: 12/10/2022 Last modified: 12/10/2022
   Opening remarks by Nikhil Rathi, Chief Executive of the FCA delivered at the FCA's 2022 Annual Public Meeting.

4. How the UK will regulate for the future

   Speeches Published: 14/07/2022 Last modified: 14/07/2022
   Speech by Nikhil Rathi, our Chief Executive, delivered at the Peterson Institute for International Economics.

5. Shaping the rules for a data-driven future

   Speeches Published: 16/06/2022 Last modified: 16/06/2022
   Speech by our Chief Executive, Nikhil Rathi at the Dutch Authority for the Financial Markets (AFM) 20th anniversary seminar.

6. LIBOR Dear CEO letters

   Markets Published: 05/07/2021 Last modified: 09/01/2023
   Dear CEO letters setting out our expectations of firms transitioning away from LIBOR.

7. Dear CEO letter – financial promotions

   News stories Published: 09/01/2019 Last modified: 09/01/2019
   Dear CEO letter – financial promotions. News stories First published:. 09/01/2019. ... Dear CEO letter – financial promotions.

8. Client assets and coronavirus (Covid-19)

   Firms Tasks for regulated firms Published: 06/04/2020 Last modified: 13/02/2023
   Summary of queries we have received and our position on client assets (CASS) compliance related to the current disruption caused by coronavirus (Covid-19).

9. Dear CEO letter - Client take-on review in firms offering contract for difference (CFD) products [pdf]

   Correspondence Published: 02/02/2016 Last modified: 02/02/2016

10. Dear CEO letter - The Establishment of Independent Governance Committees for Workplace Pension Schemes [pdf]

    Correspondence Published: 23/02/2015 Last modified: 04/12/2015