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Pension scheme operators are at risk from smarter scams
The FCA highlights risks from authorised firms failing to carry out appropriate due diligence on investment offerings. -
About the FCA
The FCA regulates the conduct of nearly 45,000 businesses in the UK to ensure that financial markets work well. Find out more about our role. -
Guidance for auditors
Guidance for auditors. First published: 15/04/2016 Last updated: 11/06/2016. The auditor of a financial institution that is subject to statutory regulation has a 'duty to report' certain information to the regulator, relevant to the regulator's -
How we work
Find out about the FCA Strategy 2022 to 2025, including our expectations for financial services over the next 3 years and how we'll measure our performance. -
2018 fines
This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212. -
Statement on European Union referendum result
On 23 June, the UK voted to leave the European Union (EU). This has significant implications for the UK. -
Training and competence
Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated. -
2019 fines
This page contains information about enforcement fines published during the calendar year ending 2019. -
2018 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. -
IAG
IAG is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.