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Showing 1 to 10 of 177 search results for currently come under the Senior Managers Regime.

1. Information on the number of individuals who currently come under the Senior Managers Regime - May 2020

   FOI Release Date of Release: 22/05/2020
   FCA provides information on the number of individuals who currently come under the Senior Managers Regime.

2. 2018 Disclosure Log

   Last modified: 14/09/2020
   The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

3. 2017 Disclosure Log

   Last modified: 16/11/2023
   The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. 

4. 2019 Disclosure Log

   Last modified: 20/03/2024
   The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. 

5. Financial Services Register

   Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
   The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

6. Changes in mortgage regulation

   Speeches Published: 11/11/2015 Last modified: 11/11/2015
   Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations, delivered at the Council of Mortgage Lenders conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

7. Repeal and replacement of assimilated law

   Firms Published: 13/07/2023 Last modified: 22/03/2024
   Documents on the repeal and replacement of provisions in the retained EU law.

8. 2016 Disclosure Log

   Last modified: 30/01/2020
   The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. 

9. Cryptoassets: AML / CTF regime - Registering with the FCA

   Published: 22/03/2023 Last modified: 31/01/2024
   You must register with us if you want to provide cryptoasset services that come within the scope of money laundering regulations. Find out if this applies to you and how to register.

10. Shaping the future in asset management

    Speeches Published: 30/10/2013 Last modified: 30/10/2013
    Keynote speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.