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Showing 31 to 40 of 94 search results for consults on how to extend the Senior Managers Regime.

31. PS18/14: Extending the Senior Managers and Certification Regime to FCA firms – Feedback to CP17/25 and CP17/40, and near-final rules

    Policy statements Published: 26/07/2017 Last modified: 04/07/2018
    We have published near-final rules on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms.

32. FCA launches enhanced Financial Services Register to protect consumers

    Press Releases Published: 27/07/2020 Last modified: 27/07/2020
    The FCA has today launched its updated Financial Services (FS) Register – including a simpler design and clearer language.

33. FCA seeks views on extending the implementation deadlines for the Certification Regime and Conduct Rules

    Press Releases Published: 17/07/2020 Last modified: 11/04/2024
    The FCA has published a consultation paper on making changes to its rules following the extension to the deadline by which FCA solo-regulated firms need to have implemented the Certification Regime.

34. FCA consults on further climate-related disclosure rules

    Press Releases Published: 22/06/2021 Last modified: 22/06/2021
    The FCA has published new proposals on climate-related disclosure rules for listed companies and certain regulated firms.

35. CP15/10: Strengthening accountability in banking: UK branches of foreign banks

    Consultation papers Published: 16/03/2015 Last modified: 14/09/2015
    The regime is comprised of a Senior Managers Regime, Certification Regime and Conduct Rules, and aims to encourage individuals to take greater responsibility for their actions and make it easier for ... PRA CP7/15 / FCA CP15/5 on Approach to

36. FCA confirms accountability rules for wholesale traders and interim rules on regulatory references

    Press Releases Published: 04/02/2016 Last modified: 19/04/2016
    The Senior Managers Regime will ensure that senior managers can be held accountable for any misconduct that falls within their areas of responsibilities, the new certification regime and conduct rules aim ... the Senior Managers Regime focuses on

37. FCA publishes 2016/17 Business Plan

    Press Releases Published: 05/04/2016 Last modified: 05/04/2016
    extend the Senior Managers and Certification Regime to all FSMA firms, supervising the major UK FICC benchmarks and launching the 'Regulatory Sandbox' to give firms a safe space to test innovative

38. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/07/2023
    There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

39. Financial Conduct Authority confirms approach to improving responsibility and accountability in the banking sector

    Press Releases Published: 16/03/2015 Last modified: 16/03/2015
    sets out how the FCA will implement the Senior Managers Regime (SMR); and. ... The new framework comprises two regimes, a ‘Senior Managers Regime’ and a ‘Certification Regime’, which aim to encourage individuals to take greater responsibility for

40. IFPR and eligibility for enhanced SM&CR status as a Significant SYSC firm

    Statements Published: 16/08/2022 Last modified: 16/08/2022
    The FCA clarify the definition of ’Significant SYSC firm’ and eligibility for Enhanced Status under the SM&CR regime