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Showing 91 to 100 of 3193 search results for conduct%20risk.

  1. Building a common language in the mortgage market

    Speeches Published: 06/11/2013 Last modified: 06/11/2013
    Speech by Linda Woodall, Director of Mortgages and Consumer Lending FCA at the Council of Mortgage Lenders (CML) - Mortgage Industry Conference and Exhibition. This is the text of the speech as drafted, which may differ from the delivered version.

  2. Investor protection in the UK: New tools, new challenges

    Speeches Published: 19/09/2014 Last modified: 19/09/2014
    Speech by Maggie Craig, Acting Head of Savings and Investments, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.

  3. Financial Conduct Authority appoints new Chief Economist

    Press Releases Published: 05/09/2019 Last modified: 05/09/2019
    The Financial Conduct Authority (FCA) has appointed Kate Collyer as its Chief Economist. Kate is currently Chief Economist for Energy and Market Frameworks and Joint-Director of Analysis at Department for Business, Energy and Industrial Strategy

  4. Transforming culture in financial services

    Speeches Published: 19/03/2018 Last modified: 19/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Transforming culture in financial services conference.

  5. Notice of Decision 2024: RIF Prestige Car Limited [pdf]

    Decision notices Published: 03/05/2024
    The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.

  6. The Financial Conduct Authority’s Statement on Payment Protection Insurance (PPI)

    Statements Published: 02/10/2015 Last modified: 18/08/2017
    The Financial Conduct Authority’s Statement on Payment Protection Insurance (PPI). Statements First published:. ... Earlier in the year, the Financial Conduct Authority (FCA) announced that it would be assessing whether there was a need for further

  7. Code of conduct for Non-Executive Directors [pdf]

    Corporate documents Published: 01/07/2019

  8. Competition and conduct regulation in financial services

    Speeches Published: 09/09/2013 Last modified: 10/09/2013
    Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Regulatory Policy Institute's Annual Competition and Regulation Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  9. Data

    Last modified: 18/04/2024
    All data published by the Financial Conduct Authority.

  10. Statement on the Financial Conduct Authority’s enforcement investigation into issues relating to HBOS Reading

    Press Releases Published: 07/04/2017 Last modified: 27/06/2019
    The Financial Conduct Authority (FCA) today announces that it is investigating events surrounding the discovery of misconduct within the Reading-based Impaired Assets team of Halifax Bank of Scotland (HBOS).