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Showing 121 to 130 of 1116 search results for conduct risk roadshow.

  1. FCA Risk Outlook 2013 [pdf]

    Business plans Published: 25/03/2013 Last modified: 18/06/2013
    The Financial Conduct Authority (FCA) will put consumers’ needs at its heart and will focus even more on ensuring there is a fair deal between firms and their customers.

  2. 2015 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. 

  3. Contract for differences

    Tasks for firms Published: 09/01/2017 Last modified: 21/04/2023
    Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).

  4. Benchmarks supervision

    Markets Published: 22/04/2016 Last modified: 14/12/2022
    Benchmark administrators and supervised contributors are overseen by the Benchmarks Supervision team. Learn more about notifications and providing information.

  5. Dear CEO LIBOR letter

    Statements Published: 19/09/2018 Last modified: 19/09/2018
    On Wednesday 19 September, the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) wrote to CEOs of major banks and insurers supervised in the UK asking for the preparations and ... The purpose of the letters is to seek assurance

  6. Listings of cannabis-related businesses

    Statements Published: 18/09/2020 Last modified: 18/09/2020
    In response to queries from cannabis-related companies interested in listing in the UK, the FCA is today setting out its approach to assessing these applications. This is pending a guidance consultation which will follow in due course.

  7. Fair treatment of customers

    Tasks for regulated firms Published: 12/05/2015 Last modified: 15/02/2023
    All firms must be able to show consistently that fair treatment of customers is at the heart of their business model. Learn more about what is expected.

  8. FCA Prudential Supervision Forum

    News stories Published: 21/05/2015 Last modified: 30/03/2018
    Nausicaa Delfas’ keynote speech: Overview of the FCA prudential approach and its link to conduct supervision. ... Slides from theand crisis managementpresentations. Key discussion points from the operational risk panel session (updated PDF).

  9. Changes in mortgage regulation

    Speeches Published: 11/11/2015 Last modified: 11/11/2015
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations, delivered at the Council of Mortgage Lenders conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  10. Mortgage fraud

    Consumers Your rights Published: 04/04/2016 Last modified: 20/03/2023
    If you mislead a lender about the sale price of your home, you could be committing fraud. Find out how this crime works and how to protect yourself.