Search results
Showing 161 to 170 of 17156 search results for complaints data published.
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Side pockets
Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect. -
FCA proposes changes to complaint handling rules to help victims of authorised push payment fraud
Authorised push payment (APP) fraud is where a fraudster tricks an individual consumer or micro business to instruct their payment services provider (PSP), such as their bank, to send money from their account to an account controlled by that -
World Markets
World Markets is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Principals and appointed representatives
If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA. -
Small payment institution (small PI)
The Treasury has implemented these through the PSRs 2017 and the FCA has published its Policy Statement and Approach Document. ... The key changes for small PIs include those relating to Conduct of business(Chapter 8 in our Approach Document), Complaints -
FCA responds to independent reviews into its regulation of London Capital & Finance and Connaught
The FCA has responded to the independent investigations of its supervision of London Capital & Finance plc (LCF) and Connaught Income Fund Series 1 and connected companies (Connaught) -
FAMR Baseline tracking
The Financial Advice Market Review (FAMR) Baseline Report sets out a range of indicators developed to give us a snapshot of the market for financial advice. In line with our commitment to monitor changes in the market, we publish follow-up consumer -
Wonga enters administration
As required by law, the joint administrators wrote to all known creditors on 26 October 2018 providing them with their proposals for administration, which were approved on 9th November 2018 -
Pension scams
Don’t let a scammer enjoy your retirement. Find out how pension scams work, how to avoid them, and what to do if you suspect a scam. -
Connect Finances
Connect Finances is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.