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Showing 122 to 131 of 191 search results for complaints data 1 July to 31 December.

  1. Financial Services Register

    To look up details of firms, use The Financial Services Register. The register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA).

  2. PS20/12: Extending implementation deadlines for the Certification Regime and Conduct Rules

    Policy statements Published: 28/10/2020 Last modified: 28/10/2020
    This Policy Statement (PS) sets out our final rules and summarises the feedback received to Consultation Paper CP 20/10 and our responses.

  3. SRO / TMPR fees and levies

    Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
    We explain the fees that firms in the TPR and TMPR will need to pay.

  4. Temporary Registration Regime extended for cryptoasset businesses

    Press Releases Published: 03/06/2021 Last modified: 03/06/2021
    The extended end date will allow cryptoasset firms to continue trading while the FCA continues with its assessments.

  5. Connaught Income Series 1 Fund — update to investors

    News stories Published: 29/01/2016 Last modified: 05/12/2016
    the Fund, then you should make your complaint(s) to the relevant firm(s) as soon as possible. ... a complaint to the firms that operated the Fund (or to the ombudsman service) or submitting a claim to the FSCS.

  6. FCA publishes third MiFID II consultation paper

    Press Releases Published: 29/09/2016 Last modified: 29/09/2016
    The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II).

  7. Climate change and sustainable finance

    Published: 19/04/2021 Last modified: 23/04/2024
    The FCA's work on climate change and other environmental, social and governance (ESG) issues.

  8. FCA launches general insurance market study

    Press Releases Published: 31/10/2018 Last modified: 31/10/2018
    The Financial Conduct Authority (FCA) has today set out the issues it will focus on as part of a market study into how general insurance (GI) firms charge their customers for home and motor insurance.

  9. CP21/13: A new Consumer Duty

    Consultation papers Published: 13/05/2021 Last modified: 11/08/2023
    We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards customers

  10. Payment Services Regulations 2017 and Electronic Money Regulations 2011

    Tasks for firms Published: 21/10/2015 Last modified: 14/08/2023
    The FCA provides information on the regulation of payment services and e-money, including who is affected by the rules.

  11. CP15/10: Strengthening accountability in banking: UK branches of foreign banks

    Consultation papers Published: 16/03/2015 Last modified: 14/09/2015
    PRA CP14/14 / FCA CP14/13 on Strengthening accountability in banking: a new regulatory framework for individuals, published in July 2014. ... PRA CP28/14 / FCA CP14/31 on Strengthening accountability in banking: forms, consequential and transitional