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Showing 41 to 50 of 277 search results for changes to ensure compliance with PSD2 requirements.
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PS13/11: Changes to the Listing Rules
We consider that only having to comply with one set of requirements in relation to most remuneration related disclosures should ensure a simpler and more effective regime for firms. ... December 2013 in compliance with both sets of requirements, if they -
Financial promotions data 2021
The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2021 to 31 December 2021. -
Keeping your firm's details up to date
Learn how to keep your firm’s details up to date, and about the Firm Details Attestation and Directory Persons' Attestation. -
Onshoring and the Temporary Transitional Power
Our use of the Temporary Transitional Power (TTP) has ended. We explain how we used it and where it still applies to firms. -
Financial promotions quarterly data 2023 Q3
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2023 and 30 September 2023. -
Limitations on debt permissions
If you are a full permission firm with the permission of debt adjusting and/or debt counselling with a ‘no debt management’ limitation, read how to review the limitations held to ensure they are appropriate for your business. -
FCA Research into the issue of de-risking
There are also broader business considerations driven by strategic business decisions, increased capital requirements, or overall compliance costs. ... As part of that integrity objective, we are charged with supervising banks’ compliance with AML -
Financial promotions quarterly data 2021 Q1
The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules, this data is for 2021 Q1. -
Primary Market Bulletin 46
This edition covers Article 10 UK MAR and ESG stewardship and TCFD-aligned disclosures: sponsor procedures. -
Client money and assets reporting
Client Assets sourcebook (CASS) medium and large firms have to complete a Client Money and Assets Return (CMAR) each month. Read more on how to submit a CMAR.