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Showing 161 to 170 of 545 search results for board effectiveness review.

  1. Primary Market Bulletin 36

    Newsletters Published: 15/11/2021 Last modified: 23/11/2021
    In this special edition we introduce specific Task Force on Climate-related Financial Disclosures (TCFD) aligned climate-related disclosure requirements for listed companies.

  2. About our complaints data

    Data Published: 06/05/2016 Last modified: 19/10/2023
    This page provides more information about how the FCA collects and reports complaints data.

  3. FCA statement on British Steel Pension Scheme Redress

    Statements Published: 22/12/2021 Last modified: 22/12/2021
    FCA Board asks for consultation to be prepared on a redress scheme for former members of the BSPS who transferred their pension.

  4. Apply to become a consumer investments firm

    Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.

  5. Knowledge Base

    Markets Primary markets Published: 02/05/2016 Last modified: 29/04/2024
    The Knowledge Base is our source of technical guidance on our Listing Rules, Prospectus Regulation Rules and Disclosure and Transparency Rules.

  6. Changes in mortgage regulation

    Speeches Published: 11/11/2015 Last modified: 11/11/2015
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations, delivered at the Council of Mortgage Lenders conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  7. The regulatory challenge

    Speeches Published: 23/02/2015 Last modified: 24/02/2015
    And that results in the sorts of examples we hear about of customers being unable to transfer to a smaller mortgage supposedly because of the mortgage market review, or of people ... Yet, despite this, as our most recent thematic review in this area shows

  8. Consumer Duty firm survey – Spring 2023

    Data Published: 28/06/2023 Last modified: 28/06/2023
    The FCA commissioned Ipsos UK to undertake an anonymous survey of 1,230 firms in scope of the Consumer Duty. This survey adds to the FCA's understanding of how prepared firms are for when the Duty comes into force for products and services that are

  9. Principals and appointed representatives

    Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
    If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.

  10. Independent investigation into London Capital & Finance

    Last modified: 23/02/2023
    Read the report of the independent investigation into the events relating to the FCA’s regulation of London Capital & Finance (LCF) following the firm’s failure.