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Showing 131 to 140 of 547 search results for board effectiveness review.

  1. Market Watch 79

    Newsletters Published: 09/05/2024 Last modified: 09/05/2024
    Newsletter on market abuse surveillance and data governance, surveillance failures and the FCA's model testing peer review, May 2024.

  2. FCA statement on London Capital & Finance

    Statements Published: 01/04/2019 Last modified: 18/07/2019
    At its meeting on Thursday March 28, the FCA Board decided that there should be an investigation by an independent person into the issues raised by the failure of London Capital & Finance (LC&F).

  3. Writing a business plan: credit unions

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    If you wish to set up a credit union, find out how to write a business plan to support your organisation.

  4. Pension scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Don’t let a scammer enjoy your retirement. Find out how pension scams work, how to avoid them, and what to do if you suspect a scam.

  5. Financial Advice Market Review (FAMR)

    Tasks for regulated firms Published: 21/12/2015 Last modified: 15/02/2023
    The Financial Advice Market Review (FAMR) was launched in August 2015. Read more about the work we have undertaken.

  6. Culture and governance

    Speeches Published: 11/11/2015 Last modified: 24/11/2015
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the MetricStream Governance, Risk and Compliance Summit in London. This is the text of the speech as drafted, which may differ from the delivered version.

  7. Professional standards: advisers

    Tasks for firms Published: 21/12/2015 Last modified: 13/05/2024
    FCA provides professional standards that all advisers should meet

  8. FSA - Handbook Notice 125 [pdf]

    Handbook Published: 13/12/2012 Last modified: 30/05/2013
    On 13 December 2012 the FSA Board made changes to the Handbook which make make minor administrative corrections to the Handbook, none of which represents any change in FSA policy.

  9. The rapidity of change

    Speeches Published: 22/10/2015 Last modified: 18/01/2017
    Speech by Tracey McDermott, Acting Chief Executive at the Financial Conduct Authority, to be delivered at the City Banquet - Mansion House this evening. This is the text of the speech as drafted, which may differ from the delivered version.

  10. FSA - Handbook Notice 104 [pdf]

    Handbook Published: 12/11/2010 Last modified: 30/05/2013
    On 13 October 2010, the FSA Board made changes to the Handbook which made changes to the client assets rules in order to strengthen client protection (FSA 2010/52).