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Showing 1 to 10 of 561 search results for board effectiveness review.

1. FCA Board Effectiveness Review 2021 [pdf]

   Corporate documents Published: 22/11/2021
   The FCA Board commissioned Advanced Boardroom Excellence to conduct an independent external evaluation of its Board between May – July 2021

2. Transparency

   About us How we operate Published: 05/04/2016 Last modified: 13/02/2023
   The FCA sets out to be open and accountable, so we can be scrutinised by consumers, firms and Parliament.

3. Financial Conduct Authority: Review of Board Effectiveness: 2017 [pdf]

   Corporate documents Published: 01/02/2018
   The FCA Board undertook its third independent effectiveness review towards the end of 2017, the previous ones having been undertaken in 2014 and 2015 respectively. This 2017 review was undertaken by Independent Audit Ltd.

4. Financial Conduct Authority: Review of Board Effectiveness: 2014 [pdf]

   Corporate documents Published: 14/01/2016 Last modified: 14/01/2016
   In 2014, the Board commissioned Independent Audit Limited to undertake a review of its effectiveness.

5. Financial Conduct Authority (FCA) Board Effectiveness: An Independent Evaluation 2015 [pdf]

   Corporate documents Published: 14/01/2016 Last modified: 14/01/2016
   This external evaluation, which was commissioned in June 2015, and conducted between June and October by Boardroom Review Limited, offers an independent view of the Board’s effectiveness, and provides a roadmap for its development.

6. Independent Governance Committees

   Tasks for regulated firms Published: 23/02/2016 Last modified: 09/02/2023
   Read about the FCA rules for workplace personal pension schemes and Independent Governance Committees (IGCs).

7. FCA reviews effectiveness of UK primary capital markets

   Press Releases Published: 14/02/2017 Last modified: 11/04/2024
   The FCA is seeking feedback on how the UK primary capital markets can most effectively meet the needs of issuers and investors.

8. Review of host Authorised Fund Management firms

   Multi-firm reviews Published: 30/06/2021 Last modified: 05/08/2021
   We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.

9. Financial Stability Board publishes Peer Review of UK remuneration regime

   Statements Published: 14/04/2021 Last modified: 14/04/2021
   A joint statement with the PRA welcoming the Financial Stability Board’s (FSB) Peer Review of the UK’s compensation regime.

10. Transparency

    How we operate Published: 06/04/2016 Last modified: 20/12/2021
    The FCA sets out to be as open and accountable as possible, so it can be scrutinised by consumers, firms and Parliament. To do this the FCA publishes information about regulated firms and individuals, or it requires firms and individuals to do so.