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Showing 151 to 160 of 15606 search results for applications to register.

  1. PolaxGroup

    Warnings Published: 04/08/2023 Last modified: 19/04/2024
    PolaxGroup is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  2. A to Z of financial terms - Applications to register

    Consumers Published: 20/03/2023 Last modified: 20/03/2023
    A to Z of financial services to help you understand financial and legal terms.
  3. Funeral plan providers and intermediaries

    Funeral plan providers and intermediaries Last modified: 13/03/2023
    The FCA regulates the pre-paid funeral plans sector. See all our resources for firms.
  4. Consumer warning on Coinburp Limited

    News stories Published: 24/07/2021 Last modified: 24/07/2021
    The FCA has become aware of promotional material indicating that Coinburp Limited is intending to launch the CoinBurp $BURP Token and Initial DEX Offering on Monday 26 July. 
  5. Regulatory Sandbox accepted firms

    Firms Published: 27/03/2022 Last modified: 15/01/2024
    Firms that have been accepted into the Regulatory Sandbox, including previous cohorts.
  6. FCA becomes AML and CTF supervisor of UK cryptoasset activities

    News stories Published: 10/01/2020 Last modified: 10/01/2020
    FCA becomes AML and CTF supervisor of UK cryptoasset activities
  7. Review of host Authorised Fund Management firms

    Multi-firm reviews Published: 30/06/2021 Last modified: 05/08/2021
    We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.
  8. Payday Money

    Warnings Published: 07/03/2024 Last modified: 07/03/2024
    Payday Money is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. Remote or hybrid working: FCA expectations for firms

    Tasks for regulated firms Published: 11/10/2021 Last modified: 13/02/2023
    It's likely many firms will continue new ways of working. The FCA sets out expectations so they can meet regulatory responsibilities.
  10. Investment Firms Prudential Regime (IFPR)

    Firms Focus areas Published: 28/06/2021 Last modified: 10/04/2024
    The IFPR is our new prudential regime for MiFID investment firms. The regime came into force on 1 January 2022.